EWJ June 61 2025 web - Flipbook - Page 113
Expert Witness and
Special Investigations
For over 22 years, Complyport has provided unbiased expertise and insights across the
financial services sector. Our team of independent consultants can serve as expert witnesses or
provide skilled investigative services for litigation and regulatory matters.
We advise financial services firms, professional adviser
firms, state agencies, and regulators.
Our services include:
l S166 Skilled Person investigations
l Expert witness investigations and reports
l Project consultancy
l Project management
l Internal audit
l Special investigations
Our independent verification services are usually
called on in litigation or as part of a dispute resolution. We offer impartial expert opinion relating to evidence or facts to be put before the court, using
extensive knowledge and a wealth of experience.
We have carried out Special Investigations to assist
firms or their legal advisers to investigate suspected
threats to a firm. We are either instructed by the firm
(or by its legal advisers under legal professional privilege) to investigate the issues identified and report
our findings and conclusion, so that the firm may take
corrective action and/or enter into dialogue with
regulators where appropriate.
Our professionals can provide authoritative analysis
and testimony related to:
l Financial Planning
l Investment Advice
l Investment Management
l Investment Transactions
l Life Assurance and Pensions
l Pension Transfer Advice
l Compliance and Risk Controls
l Senior Management Controls
We have carried out investigatory work to assist law
enforcement authorities in the UK and overseas.
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