EWJ June 61 2025 web - Flipbook - Page 114
l Money Laundering and Financial Crime
l Banking and payment services transactions
l Digital assets and currency
l Client Money and Assets
l Financial resources
l Risk Assessment and Risk Management
l Financial Crime and Money Laundering
l Corporate Governance
l Social, Environmental and Governance (ESG)
obligations
We also assist firms and their legal advisors with:
l Suitability of Advice Investigations
l s166 Skilled Person Investigations and Reports
l Investigations under Legal Professional Privilege
l FCA Visit and Interview Preparation
l Conduct of Business Investigations
l Financial Crime Investigations
l Client Money and Assets Investigations
l Private, Retail and Commercial Banks
l AIFMS/Collective Investment Scheme Managers
l Stockbrokers/Broker Dealers
l Wrap Platforms
l Life Assurance and Pension Providers
l Asset Managers
l Corporate Finance, Private Equity and Venture
Capital advisers
l Investment Banks
l Mortgage, Insurance and Consumer Credit
intermediaries
l Mortgage and Consumer Credit lenders
l General Insurance companies and underwriters
l Digital currency and digital assets firms
Complyport specialise in providing practical,
hands-on Governance, Risk and Compliance support
to financial services firms. Our multidisciplinary
consultants are experts in advising and assisting firms
in their journey to become authorised.
Sectors served
Our experience spans retail banking, investments,
pensions, insurance, private equity, and more,
including:
Complyport is part of the FCA’s Skilled Persons’ Panel
and has been assessed and approved by HM Revenue
& Customs Economic Crime Supervision and is
HMRC registered as a company service provider for
Anti-Money Laundering purposes
l Wealth & Private Portfolio Investment Managers
l Financial Planning, Investment Adviser & IFA
firms
www.complyport.com
If you require an expert call the Expert Witness
free telephone searchline on 0161 834 0017
EXPERT WITNESS JOURNAL
112
JUNE 2025
